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Nasdaq’s New Small-Cap IPO Scrutiny: How Strong Governance & a Reputable Advisor Ecosystem Reduce Listing Denial Risk
Nasdaq has signaled a decisive shift in how it intends to evaluate small-cap companies seeking to list. In its newly proposed rule change, the exchange is seeking enhanced discretionary power to deny listings - even when a company meets all current quantitative requirements. The objective is straightforward: strengthen investor protections, clamp down on manipulation risks, and increase confidence in small-cap issuers. For companies planning a capital markets event in 2026 an

Deb Banning
Dec 12, 20255 min read


Essential Guide for IPO Governance Requirements in U.S. & Canadian Markets
Preparing for an IPO is not just a financial milestone - it’s a governance transformation. Companies often assume that the biggest challenges lie in financial reporting or underwriting. In reality, weak corporate governance is often the cause of IPO delays and the biggest obstacle to a smooth, successful IPO. Regardless of where you list (ie: U.S. or Canada) an organization's governance maturity determines the following aspects related to IPO listing success:

Deb Banning
Nov 18, 20255 min read


IPO Readiness Made Simple – with Executive Agility at Your Side
From Private to Public-Ready: How Executive Agility Accelerates IPO Readiness. We embed leadership, manage complexity, and assemble an IPO-ready team so you can list with confidence — fast, smooth and cost-effectively. Preparing for an IPO is not just a regulatory exercise — it’s a full-scale business transformation. Governance, financial discipline, culture, controls and investor transparency must all evolve together. Many companies underestimate the scope coordination requ

Deb Banning
Nov 7, 20253 min read


IPO Financial Corporate Governance: Integrating GAAP Mapping, Quarterly Close & SOX Readiness for Success
While GAAP mapping, quarterly close cadence and SOX readiness are distinct elements, they are interconnected and collectively enhance a company's overall governance framework...

Deb Banning
Oct 21, 20254 min read
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